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Our client, a Chinese commercial bank, is looking for a dynamic and experienced Senior Compliance Manager to join their team and play a pivotal role in ensuring the bank's adherence to regulatory standards and policies. As the Senior Manager, you will be responsible for overseeing various aspects of compliance, risk management, and regulatory engagement.
Responsibilities:
Work closely with the Head of Legal and Compliance to effectively manage all regulatory compliance matters within the bank.
Develop and execute the annual departmental work plan in response to evolving regulatory changes and the bank’s growth strategies.
Conduct comprehensive compliance reviews and promptly report any actual or potential regulatory and policy violations. Devise and propose strategic solutions to senior management.
Offer professional compliance advice and support to all business units and functions across the bank.
Play a key role in the development and review of policies and procedures, providing valuable compliance insights to ensure full compliance with all relevant laws, regulations, and group policies.
Provide critical compliance advice and input on new product launches, modifications, sales and marketing materials, training initiatives, and system enhancements.
Maintain proactive communication with regulatory authorities and adeptly handle issues, including regulatory inspections and audits.
Foster a culture of compliance by providing appropriate training and educational programs.
Supervise the bank’s outsourcing businesses and related activities to ensure compliance with regulations and maintain meticulous records.
Manage and oversee customer complaint procedures with professionalism and efficiency.
Complete any other assignments provided by the senior leadership.
Requirements:
Bachelor's degree in law, audit, finance, or related disciplines.
A minimum of 10 years of experience in regulatory and compliance roles, with expertise in regulatory risk governance, supervision, and control framework design and implementation.
Profound understanding of HKMA and SFC requirements, compliance risk governance, supervision, control framework effectiveness, and knowledge of investment and insurance products, FATCA, and CRS.
Strong logical thinking, communication, organization, and writing skills, along with proficiency in data analysis and practical computer skills.
Demonstrated responsibility, teamwork, and ability to handle significant work pressure.
Proficiency in spoken and written English and Chinese (including Mandarin).
Proficiency in Excel, PowerPoint, and Word.
Experience in sizable banks or financial institutions is preferred.
If you are eager to develop your career in the compliance function, we encourage you to apply. Please submit your detailed resume, including academic background, work experience, present & expected salaries, date of availability, and contact phone number to contact@futuruscareerhk.com.
We look forward to welcoming passionate and driven individuals to the team and nurturing their career growth with us.
(All personal data collected will be treated in strict confidence and used solely for recruitment purposes.)